|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
| 1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Class B Common Stock | (1) | (1) | Class A Common Stock | 5,750,000 (2) | $ (1) | D (3) | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| KnightSwan Sponsor LLC C/O KNIGHTSWAN ACQUISITION CORPORATION 99 WALL STREET, SUITE 460 NEW YORK, NY 10005 |
X | X | See Remarks | |
| Daly Brandee C/O KNIGHTSWAN ACQUISITION CORPORATION 99 WALL STREET, SUITE 460 NEW YORK, NY 10005 |
X | X | See Remarks | |
| Carlson Teresa C/O KNIGHTSWAN ACQUISITION CORPORATION 99 WALL STREET, SUITE 460 NEW YORK, NY 10005 |
X | X | ||
| /s/ See Signatures Included in Exhibit 99.1 | 01/20/2022 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reported shares of KnightSwan Acquisition Corporation (the "Issuer") are directly held by KnightSwan Sponsor LLC (the "Sponsor"). The Issuer's shares of Class B common stock, par value $0.0001 per share, are convertible for the Issuer's shares of Class A common stock, par value $0.0001 per share, as described in the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-261856) and have no expiration date. |
| (2) | If the underwriter's option to purchase additional units is not exercised in full, the Sponsor will forfeit to the Issuer up to 750,000 founder shares upon the expiration of the underwriter's option to purchase additional units. |
| (3) | The Sponsor is the record holder of such shares of Class B common stock. Ms. Daly and Ms. Carlson are the members of the Sponsor and share voting and investment discretion with respect to the shares of Class B common stock held of record by the Sponsor. In addition, each of Ms. Daly and Ms. Carlson may be entitled to distributions of private placement warrants from the Sponsor following the consummation of the initial business combination. Each of Ms. Daly and Ms. Carlson disclaims any beneficial ownership of the securities held by the Sponsor, other than to the extent of any pecuniary interest she may have therein, directly or indirectly. |
| Remarks: Brandee Daly is the Chief Executive Officer of the Issuer. Teresa Carlson is the Non-Executive Chair of the Board of Directors of the Issuer. | |